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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-20
MN RA APPROVED 2023-05-30
  • TX RA
    APPROVED_RES
    Since 2024-11-20
  • MN RA
    APPROVED
    Since 2023-05-30

Branch Locations

200 S. Sixth Street, Brainerd, MN 56401 • United States

117 West Main Street, Crosby, MN 56441 • United States

961 2Nd St Nw, Aitkin, MN 56431 • United States

30563 Patriot Avenue, Pequot Lakes, MN 56472 • United States

1220 4Th Street Ne, Staples, MN 56479 • United States

13283 Isle Drive, Baxter, MN 56425 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Door Dash Brainerd MN 05/2021 03/2022
Midtown Prestige Basketball Team Witchita KS 05/2021 06/2021
Ascensus Brainerd MN 03/2015 03/2021
Unity Bank Crosby MN 03/2022 05/2023
South Shore Monarchs Boston MA 03/2021 04/2021
Cetera Investment Services Llc St Cloud MN 04/2022 05/2023
Cetera Investment Advisers Llc Crosby MN 10/2022 05/2023
Mid Minnesota Federal C U Brainerd MN 05/2023 Present
Lpl Financial Brainerd MN 05/2023 Present
Hoge's Coaching Clinic Crosby MN 10/2021 Present
  • 05/2021 → 03/2022
    Door Dash
    Brainerd, MN
  • 05/2021 → 06/2021
    Midtown Prestige Basketball Team
    Witchita, KS
  • 03/2015 → 03/2021
    Ascensus
    Brainerd, MN
  • 03/2022 → 05/2023
    Unity Bank
    Crosby, MN
  • 03/2021 → 04/2021
    South Shore Monarchs
    Boston, MA
  • 04/2022 → 05/2023
    Cetera Investment Services Llc
    St Cloud, MN
  • 10/2022 → 05/2023
    Crosby, MN
  • 05/2023 → Present
    Mid Minnesota Federal C U
    Brainerd, MN
  • 05/2023 → Present
    Lpl Financial
    Brainerd, MN
  • 10/2021 → Present
    Hoge's Coaching Clinic
    Crosby, MN
Previous Registrations
Other Businesses

1) 05/2023 - Mid Minnesota Investment and Retirement Services - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 05/2023 - Basketball Training - Coach - Non-inv. Related - BRAINERD, MN - Personal Trainer - Start Date 11/01/2021 - 30hrs/month - 10% time spent 3) 07/29/2024 - Midwest Kings Basketball - Outside/W-2 Employment - Coach - Not Investment Related - Various Locations - Start Date 04/01/2024 - 4 Hours per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-30
  • S66 Uniform Combined State Law Examination
    2022-09-30

View on SEC IAPD

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