Helen S Smith

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2022 → Present
  Nuveen Securities, Llc
  Chicago, IL
• 07/2022 → Present
  Nuveen Asset Management, Llc
  Chicago, IL
• 06/2019 → 09/2019
  Chicago Line Cruises
  Chicago, IL
• 06/2021 → 08/2021
  Athletico
  Chicago, IL
• 11/2021 → 12/2021
  Athletico
  Chicago, IL
• 06/2021 → 09/2021
  Buzzed Bull Creamery
  Chicago, IL
• 05/2014 → 05/2017
  Hinsdale Central High School
  Hinsdale, IL
• 05/2017 → 08/2017
  Ruth Lake Country Club
  Hinsdale, IL
• 08/2017 → 05/2018
  Hinsdale Central High School
  Hinsdale, IL
• 05/2018 → 09/2018
  Ruth Lake Country Club
  Chicago, IL
• 09/2018 → 06/2022
  Union College
  Schenectady, NY

Exams

• S66 Uniform Combined State Law Examination
  2022-10-14