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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-10-04 |
| TX | RA | APPROVED | 2024-10-03 |
Branch Locations
8889 Pelican Bay Boulevard Suite 300, Naples, FL 34108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Naples | FL | 03/2022 | 09/2022 |
| Collier County Sheriff's Office | Naples | FL | 06/1995 | 03/2022 |
| Janney Montgomery Scott Llc | Naples | FL | 09/2022 | 10/2024 |
| Morgan Stanley Smith Barney Llc | Naples | FL | 10/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2024 | Present |
Collier County Sheriff's Office Auxiliary Deputy / Collier County Sheriff's Office / Law Enforcement / Non-Investment Related / Naples, FL / Law Enforcement / Deputy Sheriff / Deputy / 10-15 hours devoted per month, open schedule and flexible, no hours required / during trading hours: minimal with prior approval no more than 3-5, more hours done after trading hours / law enforcement activities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-23 |
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