Carlos Aleman

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-05-22

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Houston	TX	03/2022	Present
Poly	Austin	TX	08/2021	11/2021
Dell Technologies	Round Rock	TX	05/2017	07/2021
Shi	Austin	TX	01/2017	03/2017
Starbucks	Houston	TX	02/2013	10/2016
Unemployed	Leander	TX	11/2021	03/2022
Bank Of America N.A.	Houston	TX	08/2023	Present

03/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Houston, TX
08/2021 → 11/2021

Poly

Austin, TX
05/2017 → 07/2021

Dell Technologies

Round Rock, TX
01/2017 → 03/2017

Shi

Austin, TX
02/2013 → 10/2016

Starbucks

Houston, TX
11/2021 → 03/2022

Unemployed

Leander, TX
08/2023 → Present

Bank Of America N.A.

Houston, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-05-19

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