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4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-05-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Lakewood | OH | 03/2014 | 07/2018 |
| Fifth Third Securities | Lakewood | OH | 03/2014 | 07/2018 |
| Key Investment Services | Cleveland | OH | 08/2018 | 08/2019 |
| Keybank | Maple Heights | OH | 08/2018 | 08/2019 |
| Key Investment Services | Brooklyn | OH | 08/2019 | Present |
| Keybank | Westlake | OH | 08/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-17 |
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