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Moni Chowdhury Engineer

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ijamsville, MD

Gaithersburg, MD

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-31
MD RA APPROVED 2022-08-19
  • TX RA
    APPROVED
    Since 2022-10-31
  • MD RA
    APPROVED
    Since 2022-08-19

Branch Locations

3371 Worthington Blvd, Ijamsville, MD 21754 • United States

1048 Quince Orchard Rd, Gaithersburg, MD 20878 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia MD 03/2022 Present
Bank Of America Frederick MD 12/2016 03/2022
Capital One Bank Germantown MD 07/2006 12/2016
Bank Of America, Na Columbia MD 03/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-17
  • S66 Uniform Combined State Law Examination
    2022-08-17
Other Names
  • Moni Karnika Chowdhury

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · Ijamsville, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Frederick, MD
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · NEW MARKET, MD
LPL FINANCIAL LLC · FREDERICK, MD
MONOCACY WEALTH MANAGEMENT, LLC · FREDERICK, MD
OSAIC WEALTH, INC. · FREDERICK, MD
EDWARD JONES · FREDERICK, MD
LPL ENTERPRISE, LLC · FREDERICK, MD

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