Rohini Nangpal

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2022-08-08
TX	RA	APPROVED	2022-08-08

NJ RA
APPROVED

Since 2022-08-08
TX RA
APPROVED

Since 2022-08-08

Branch Locations

1100-1800 American Blvd Ci Client Management, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	01/2018	Present
Swarovski Retail Ventures	Bridgewater	NJ	04/2014	01/2018

01/2018 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
04/2014 → 01/2018

Swarovski Retail Ventures

Bridgewater, NJ

Other Businesses

I*1496272 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Ewing, New Jersey, 08618 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 2/2/2021 Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-07-28

S66 Uniform Combined State Law Examination

2022-07-28

View on SEC IAPD