Douglas William Waltz

Employer firm

Founders Financial Securities LLC CRD 137945

$4.14B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2022 → Present
  Wealth Planning Group, Llc
  Chadds Ford, PA
• 03/2022 → Present
  Founders Financial Securities, Llc
  Towson, MD
• 06/1986 → 07/2021
  Liberty Mutual Insurance Company
  Newark, DE
• 07/2021 → 03/2022
  Retired
  Newark, DE

Other Businesses

Associated Person of Founders Financial Securities, LLC., a broker-dealer and investment adviser located at 1026 Cromwell Bridge Road Suite 100 Towson, MD 21286. Investment Related. Associated Person uses FFS and DBA name for investment sales. Employee also doing business as 1) Wealth Planning Group, LLC; Investment Related; 133 Commons Court, Chadds Ford, PA 19317 . Full Time. Licensed Professional Administrator.

Exams

• S66 Uniform Combined State Law Examination
  2022-11-21