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Dustin Winship Henderson

Raymond James Financial Services Advisors, Inc

Largo, FL

CRD 5149113

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-06
FL RA APPROVED 2018-12-13
  • TX RA
    APPROVED
    Since 2022-04-06
  • FL RA
    APPROVED
    Since 2018-12-13

Branch Locations

11200 Seminole Blvd. Suite 306, Largo, FL 33778 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eagle Asset Management, Inc. St. Petersburg FL 06/2007 10/2018
Raymond James Financial Services, Inc. Largo FL 10/2018 Present
Raymond James Financial Services Advisors Inc. Largo FL 12/2018 Present
Previous Registrations
Other Businesses

(1)Name of Business: All Seasons Wealth Address: 100 N Tampa St Ste 3750, Tampa, FL, 33602, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/15/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (2)Name of Business: Holy Family Catholic Church Address: 200 78th Avenue N.E., st petersburg, FL, 33702, United States Activity Type: Non profit Position/Title: Advisory Board Investment Related: Yes Start Date: 05/15/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: They want me to sit on the Finance Council

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-02-14
S65 Uniform Investment Adviser Law Examination 2018-09-29
  • S63 Uniform Securities Agent State Law Examination
    2019-02-14
  • S65 Uniform Investment Adviser Law Examination
    2018-09-29
Designations
  • Chartered Financial Analyst
Other Names
  • Dustin Winship Henderson
  • Dustin W Henderson

View on SEC IAPD

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