Carly Joy Gallanter

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-04-26
NJ	RA	APPROVED	2023-04-25

TX RA
APPROVED

Since 2023-04-26
NJ RA
APPROVED

Since 2023-04-25

Branch Locations

1100-1800 American Blvd Ci Relationship Management, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	03/2022	Present
East Brunswick High School	East Brunswick	NJ	06/2015	06/2018
Shoprite	Spotswood	NJ	07/2017	08/2019
Doordash	San Francisco	CA	04/2020	03/2022
Instacart	San Francisco	CA	04/2021	03/2022
University Of Maryland	College Park	MD	08/2018	08/2020
Rutgers University	New Brunswick	NJ	08/2020	01/2022
Bank Of America, N.A.	Pennington	NJ	08/2024	Present

03/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
06/2015 → 06/2018

East Brunswick High School

East Brunswick, NJ
07/2017 → 08/2019

Shoprite

Spotswood, NJ
04/2020 → 03/2022

Doordash

San Francisco, CA
04/2021 → 03/2022

Instacart

San Francisco, CA
08/2018 → 08/2020

University Of Maryland

College Park, MD
08/2020 → 01/2022

Rutgers University

New Brunswick, NJ
08/2024 → Present

Bank Of America, N.A.

Pennington, NJ

Other Businesses

I* 795272 For profit or not for profit: Entity For Profit,Entity Publicly Traded Name of outside business organization: Doordash Investment related: no Address of business: San Francisco, CA, 94103 Nature of business: Corporation Position, title, association: Employee Start date of relationship: 04/15/2020 Number of hours devoted: 5 weekly Number of hours devoted during trading hours: 0 Duties: To earn extra money over the weekend. I* 795274 For profit or not for profit: Entity For Profit,Entity Publicly Traded Name of outside business organization: eBay Investment related: no Address of business: San Jose, CA, 95125 Nature of business: Corporation Position, title, association: Other Start date of relationship: 08/15/2016 Number of hours devoted: 1 weekly Number of hours devoted during trading hours: 0 Duties: To sell old items as well as generate passive income.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-04-21

S66 Uniform Combined State Law Examination

2023-04-21

View on SEC IAPD