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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-21 |
| VI | RA | APPROVED | 2024-07-26 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
5143 Palm Psge Charlotte Amalie, Charlotte Amalie, VI 00802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte Amalie | VI | 03/2022 | Present |
| Caribbean Surf Company | St Thomas | VI | 05/1999 | 03/2022 |
Name of the other businessBreathe Yoga StudioWhether the business is investment-relatedNOAddress of the other business St Thomas, VI 00802Nature of the other businessYoga Studio - Community outreachYour positionYoga InstructorTitle, or relationship with the other businessContracted Yoga Instructor that receives cash donations for teaching classesStart date of your relationship01/2021Approximate number of hours/month you devote to the other business4 or 5 per monthNumber of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessInstruction of yoga posture, breathwork, mindfulness and meditation.Name of the other businessPrivate Yoga Classes and TYM workshopsWhether the business is investment-relatedNOAddress of the other businessNone - I go to the client's home or rent the yoga studio.Nature of the other businesswellness.Your positionYoga Instructor, and Thai Yoga Massage PractitionerTitle, or relationship with the other businessYoga Instructor, and Thai Yoga Massage PractitionerStart date of your relationship2019Approximate number of hours/month you devote to the other business2 hours per month max. This outside business is not pre-scheduled and can vary.Number of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessPrivate yoga instruction, private and or community Thai Yoga Massage workshops. I*1184270 Name of OBA: Romano's Restaurant Address: N/A Investment Related: No Position, Title, Association: N/A Employee Start Date: N/A No Hours: N/A No Hours during trading: N/A Duties: Waitress/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-22 |
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