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Karen L Glover

Pfs Investments Inc.

Cincinnati, OH

CRD 5149043

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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2012-12-13
  • OH RA
    APPROVED
    Since 2012-12-13

Branch Locations

4500 Cooper Rd Ste 203M, Cincinnati, OH 45242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Cincinnati OH 01/2006 Present
Volta Tax Center Cincinnati OH 08/2009 Present
Pfs Investments Inc. Cincinnati OH 02/2007 Present
  • 01/2006 → Present
    Primerica Financial Services
    Cincinnati, OH
  • 08/2009 → Present
    Volta Tax Center
    Cincinnati, OH
  • 02/2007 → Present
    Cincinnati, OH
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-06-05
  • S63 Uniform Securities Agent State Law Examination
    2007-06-05

View on SEC IAPD

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