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Kadeem Griffith

LPl Financial LLC

Fort Mill, SC

Charlotte, NC

CRD 7528587

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-07-24
NC RA APPROVED 2025-07-17
  • SC RA
    APPROVED
    Since 2025-07-24
  • NC RA
    APPROVED
    Since 2025-07-17

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 06/2022 10/2023
Tiaa Charlotte NC 06/2022 10/2023
J.P Morgan Chase & Co Charlotte NC 09/2021 05/2022
Unemployed Charlotte NC 08/2021 09/2021
Tiaa Charlotte NC 06/2021 08/2021
Unemployed Charlotte NC 01/2021 06/2021
Ups Charlotte NC 11/2019 01/2021
Lowes Charlotte NC 10/2019 11/2019
Unc Charlotte Charlotte NC 08/2018 05/2022
Central Piedmont Community College Charlotte NC 08/2017 07/2018
West Mecklenburg High School Charlotte NC 08/2015 06/2017
Grade Potential Charlotte NC 09/2019 07/2022
Amazon Charlotte NC 10/2017 05/2021
Carowinds/Cedar Fair Charlotte NC 09/2014 10/2016
Us Department Of Homeland Security Charlotte NC 05/2018 10/2018
Fedex Ground Charlotte NC 10/2019 10/2019
Genesco Inc. Charlotte NC 12/2016 01/2017
Hat World, Inc. D/B/A Lids Charlotte NC 12/2016 01/2017
Tiaa Charlotte NC 01/2025 07/2025
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 01/2025 07/2025
Nuveen Charlotte NC 10/2023 01/2025
Lpl Financial Llc (Org Id: 6413) Fort Mill SC 07/2025 Present
  • 06/2022 → 10/2023
    Charlotte, NC
  • 06/2022 → 10/2023
    Tiaa
    Charlotte, NC
  • 09/2021 → 05/2022
    J.P Morgan Chase & Co
    Charlotte, NC
  • 08/2021 → 09/2021
    Unemployed
    Charlotte, NC
  • 06/2021 → 08/2021
    Tiaa
    Charlotte, NC
  • 01/2021 → 06/2021
    Unemployed
    Charlotte, NC
  • 11/2019 → 01/2021
    Ups
    Charlotte, NC
  • 10/2019 → 11/2019
    Lowes
    Charlotte, NC
  • 08/2018 → 05/2022
    Unc Charlotte
    Charlotte, NC
  • 08/2017 → 07/2018
    Central Piedmont Community College
    Charlotte, NC
  • 08/2015 → 06/2017
    West Mecklenburg High School
    Charlotte, NC
  • 09/2019 → 07/2022
    Grade Potential
    Charlotte, NC
  • 10/2017 → 05/2021
    Amazon
    Charlotte, NC
  • 09/2014 → 10/2016
    Carowinds/Cedar Fair
    Charlotte, NC
  • 05/2018 → 10/2018
    Us Department Of Homeland Security
    Charlotte, NC
  • 10/2019 → 10/2019
    Fedex Ground
    Charlotte, NC
  • 12/2016 → 01/2017
    Genesco Inc.
    Charlotte, NC
  • 12/2016 → 01/2017
    Hat World, Inc. D/B/A Lids
    Charlotte, NC
  • 01/2025 → 07/2025
    Tiaa
    Charlotte, NC
  • 01/2025 → 07/2025
    Charlotte, NC
  • 10/2023 → 01/2025
    Nuveen
    Charlotte, NC
  • 07/2025 → Present
    Lpl Financial Llc (Org Id: 6413)
    Fort Mill, SC
Previous Registrations
Other Businesses

1) 06/27/2025 - No Business Name - Not Investment Related - Mecklenburg County, NC - Notary - Start Date 04/19/2022 - Hours Per Month/ During Trading 2) 06/27/2025 - FedEX - Not Investment Related - Charlotte NC 20214 - Part-time Freight Handler at FedEx - 04/07/2025 - 100 Hours Per Month / 0 Hours Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-26
  • S66 Uniform Combined State Law Examination
    2022-08-26
Other Names
  • Kadeem K Griffith
  • Kadeem Griffith
  • Kadeem Kelroy Anthony Griffith

View on SEC IAPD

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