David C Dudley

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Little Rock, AR
• 04/2013 → 04/2022
  Pnc Bank Na
  Cleveland, OH
• 09/2022 → Present
  Bank Of America, N.A.
  Little Rock, AR

Other Businesses

I*1948269 Entity Type,Charitable Name of OBA:Rotaract Club of Little Rock Address:Little Rock,AK,72205 Investment Related: NOPosition, Title, Association:Officer Employee Start Date:08/05/2024 No Hours:5 MONTHLY No Hours during trading: 2Duties:The Rotaract Club of Little Rock fosters the development of young professionals in the community through service, fellowship and education. I serve as the Vice President/President-Elect, which is a backup to the President and assist on various committees to make sure our programming, social, and volunteer activates align with our overall goals. I*3616266, Entity Type: Entity Charitable, Name of OBA: Historic Arkansas Museum Foundation, Address: Little Rock, Arkansas, 72201, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 02/02/2026, No Hours: 2 Monthly, No Hours during Trading: 1 Monthly, Duties: Help spread and increase membership awareness, become a supporter of the Museum, and help fill a table for the Gala, Increase Membership in HAM and organize bi-annual fundraiser Gala.

Exams

• S66 Uniform Combined State Law Examination
  2022-11-18

Other Names

• Chris Dudley