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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-05 |
| MI | RA | APPROVED | 2026-05-13 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
3030 Cross Creek Pkwy, Auburn Hills, MI 48326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Auburn Hills | MI | 03/2022 | Present |
| Color Street | Totowa | NJ | 06/2019 | Present |
| Stanley Black And Decker, Inc | New Britian | CT | 10/2020 | 03/2022 |
| Unemployed | Richmond | MI | 08/2020 | 10/2020 |
| Quicken Loans | Detroit | MI | 07/2020 | 08/2020 |
| Unemployed | Richmond | MI | 03/2020 | 07/2020 |
| City Of East Lansing | East Lansing | MI | 09/2019 | 03/2020 |
| Unemployed | Richmond | MI | 08/2019 | 09/2019 |
| City Of Richmond | Richmond | MI | 07/2019 | 03/2020 |
| Unemployed | Richmond | MI | 05/2019 | 06/2019 |
| City Of East Lansing | East Lansing | MI | 09/2018 | 05/2019 |
| Unemployed | Richmond | MI | 08/2018 | 09/2018 |
| Richmond Community Schools | Richmond | MI | 07/2018 | 08/2018 |
| City Of Richmond | Richmond | MI | 06/2018 | 07/2018 |
| Unemployed | Richmond | MI | 05/2018 | 06/2018 |
| City Of East Lansing | East Lansing | MI | 07/2017 | 09/2018 |
| Unemployed | Richmond | MI | 08/2017 | 09/2017 |
| City Of Richmond | Richmond | MI | 06/2017 | 08/2017 |
| Dicks Sporting Goods | Chesterfield | MI | 02/2017 | 09/2020 |
| Unemployed | Richmond | MI | 08/2016 | 02/2017 |
| Michigan State University | East Lansing | MI | 08/2016 | 08/2020 |
| City Of Richmond | Richmond | MI | 06/2019 | 07/2019 |
I*: 786240 Name of the other business: Color Street, LLC Whether the business is investment-related: Not investment related Address of the other business: Clifton, New Jersey Nature of the other business: Direct Sales - beauty items Your position: Consultant/Independent Contractor Start date of your relationship: 06/17/2019 Approximate number of hours/month you devote to the other business: 10 hrs wkly Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: Color Street is a direct selling and/or network marketing position. I am an independent stylist meaning that I market and sell nails on social media platforms such as Facebook and Instagram. I operate a VIP group and that is where most, if not all, of the selling is done. I perform these activities in my free time when I am at home.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-13 |
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