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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-09-30
TX RA APPROVED 2024-09-26
  • GA RA
    APPROVED
    Since 2024-09-30
  • TX RA
    APPROVED
    Since 2024-09-26

Branch Locations

4453 Ashford Dunwoody Rd, Dunwoody, GA 30346 • United States

2526 Mt Vernon Rd, Dunwoody, GA 30338 • United States

5540 Chamblee Dunwoody Rd, Dunwoody, GA 30338 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Canton GA 03/2022 09/2024
Interior Logic Group Suwanee GA 12/2020 03/2022
Carbonara Trattoria Dunwoody GA 08/2020 12/2020
Mcewens Oxford Oxford MS 06/2017 12/2020
Gus's Fried Chicken Oxford MS 03/2016 02/2017
Unemployed Oxford MS 03/2017 05/2017
Bank Of America, N.A. Canton GA 03/2022 09/2024
J.P. Morgan Securities Llc Dunwoody GA 09/2024 Present
Jpmorgan Chase Bank, N.A. Dunwoody GA 09/2024 Present
  • 03/2022 → 09/2024
    Canton, GA
  • 12/2020 → 03/2022
    Interior Logic Group
    Suwanee, GA
  • 08/2020 → 12/2020
    Carbonara Trattoria
    Dunwoody, GA
  • 06/2017 → 12/2020
    Mcewens Oxford
    Oxford, MS
  • 03/2016 → 02/2017
    Gus's Fried Chicken
    Oxford, MS
  • 03/2017 → 05/2017
    Unemployed
    Oxford, MS
  • 03/2022 → 09/2024
    Bank Of America, N.A.
    Canton, GA
  • 09/2024 → Present
    Dunwoody, GA
  • 09/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Dunwoody, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-23
  • S66 Uniform Combined State Law Examination
    2022-06-23
Other Names
  • Kell M Hermetz
  • Kell Hermetz

View on SEC IAPD

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