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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2026-08-14
TX RA APPROVED 2022-08-15
CA RA APPROVED 2022-06-27
  • UT RA
    APPROVED
    Since 2026-08-14
  • TX RA
    APPROVED
    Since 2022-08-15
  • CA RA
    APPROVED
    Since 2022-06-27

Branch Locations

2998 Douglas Blvd, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sacramento CA 03/2022 Present
Auburn Foursquare Church Dba Freedom Church Auburn CA 03/2019 08/2021
Doordash, Inc. Rocklin CA 04/2020 12/2020
Upward Call Consulting Auburn CA 01/2006 03/2019
Unemployed Auburn CA 09/2021 03/2022
Bank Of America, N.A. Sacramento CA 03/2022 Present
  • 03/2022 → Present
    Sacramento, CA
  • 03/2019 → 08/2021
    Auburn Foursquare Church Dba Freedom Church
    Auburn, CA
  • 04/2020 → 12/2020
    Doordash, Inc.
    Rocklin, CA
  • 01/2006 → 03/2019
    Upward Call Consulting
    Auburn, CA
  • 09/2021 → 03/2022
    Unemployed
    Auburn, CA
  • 03/2022 → Present
    Bank Of America, N.A.
    Sacramento, CA
Other Businesses

I*: 2409265Entity Type: Rental Property Name of OBA: Rental Property 1Address: Rocklin, CA 95677Investment Related: NoPosition, Title, Association: Co-owner with other family membersEmployee Start Date: 06/01/2025Number of Hours: 1 hr mthlyNumber of Hours during trading: 0Duties: Co owner of rental property I*2406299, Entity Type: , Name of OBA: M D G INTER VIV TR, Address: Minden, Nevada, 89423, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 10-Apr-2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: I*3167289Entity Type: Entity CharitableName of OBA: Gold Rush FoundationAddress: ROCKLIN, California, 95765Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 12/01/2025Number of Hours: 1, MonthlyNumber of Hours during trading: 1, MonthlyDuties: Charitable Community Service Organization supporting local causes (i.e. Placer Food Bank, 3Strands) and leadership development events. Non-officer voting board member I*3670266, Entity Type: , Name of OBA: P Family Living Trust, Address: Rocklin, California, 95677, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 01/20/2026, No Hours: 3 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-24
  • S66 Uniform Combined State Law Examination
    2022-06-24
Other Names
  • Craig R Gorman

View on SEC IAPD

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