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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-01
SC RA APPROVED 2022-11-16
  • TX RA
    APPROVED
    Since 2022-12-01
  • SC RA
    APPROVED
    Since 2022-11-16

Branch Locations

355 S Main St, Greenville, SC 29601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenville SC 01/2018 Present
Vozzcom Inc Mauldin SC 08/2006 01/2018
Bank Of America, N.A. Greenville SC 08/2022 Present
Other Businesses

I*1327259 For profit or not for profit: Entity For Profit Name of outside business organization: Johnny Ruiz Investment related: N Address of business: Simpsonville, South Carolina, 29680, United States Nature of business: ["Sole Proprietorship"] Position, title, association: ["Other"], Start date of relationship: 6/1/2023 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Producer/self employed, I have music i made when i was younger being released digitally as well as the possibility of music i produced before i worked for BOA and Merrill.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-28
  • S66 Uniform Combined State Law Examination
    2022-10-28
Other Names
  • John Ruiz
  • Johnny Andres Ruiz

View on SEC IAPD

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