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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-01 |
| SC | RA | APPROVED | 2022-11-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenville | SC | 01/2018 | Present |
| Vozzcom Inc | Mauldin | SC | 08/2006 | 01/2018 |
| Bank Of America, N.A. | Greenville | SC | 08/2022 | Present |
I*1327259 For profit or not for profit: Entity For Profit Name of outside business organization: Johnny Ruiz Investment related: N Address of business: Simpsonville, South Carolina, 29680, United States Nature of business: ["Sole Proprietorship"] Position, title, association: ["Other"], Start date of relationship: 6/1/2023 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Producer/self employed, I have music i made when i was younger being released digitally as well as the possibility of music i produced before i worked for BOA and Merrill.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-28 |
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