Thanh Huynh Dan Le

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2024-02-06

CO RA
APPROVED

Since 2024-02-06

Branch Locations

Denver, CO • United States

720 South Colorado Boulevard Suite 1100, Glendale, CO 80246 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Glendale	CO	03/2022	Present
Tiaa	Glendale	CO	03/2022	Present
Premier Financial Alliance, Inc	Suwanee	GA	12/2021	03/2022
Community College Of Denver	Denver	CO	02/2019	08/2019
Vo Landscaping	Denver	CO	01/2017	11/2021
Pho 9	Littleton	CO	09/2015	12/2016
Community College Of Denver	Denver	CO	08/2016	12/2019

03/2022 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Glendale, CO
03/2022 → Present

Tiaa

Glendale, CO
12/2021 → 03/2022

Premier Financial Alliance, Inc

Suwanee, GA
02/2019 → 08/2019

Community College Of Denver

Denver, CO
01/2017 → 11/2021

Vo Landscaping

Denver, CO
09/2015 → 12/2016

Pho 9

Littleton, CO
08/2016 → 12/2019

Community College Of Denver

Denver, CO

Other Businesses

Name: LittleBearByDavid Position: Build and Manage the business from scratch. Nature: Selling products via Etsy. Investment Related: No Hours: 30 Securities Trading Hours: 0 Start Date: 05/21/2020 Address: Home Address, Arvada CO 80004, United States Description: Selling hand-made goods.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-01-19
S63	Uniform Securities Agent State Law Examination	2022-05-23

S66 Uniform Combined State Law Examination

2024-01-19
S63 Uniform Securities Agent State Law Examination

2022-05-23

Other Names

Thanh H Le
Thanh Le

View on SEC IAPD