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Benjamin Eli Small

Cornerstone Wealth Planning

Charlotte, NC

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Current Employers
Cornerstone Wealth Planning

7810 Ballantyne Commons Parkway Suite 200, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-08-22
  • NC RA
    APPROVED
    Since 2023-08-22

Branch Locations

7810 Ballantyne Commons Parkway Suite 200, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 04/2022 07/2023
Chick-Fil-A Mint Hill NC 06/2021 03/2022
Graybar Electric Charlotte NC 06/2019 06/2021
University Of North Carolina At Charlotte Charlotte NC 01/2017 12/2018
The Ups Store Charlotte NC 07/2015 06/2019
Lba Haynes Strand, Pllc Matthews NC 01/2018 04/2018
Central Piedmont Community College Charlotte NC 08/2013 07/2017
Cornerstone Wealth Planning Charlotte NC 08/2023 Present
  • 04/2022 → 07/2023
    The Vanguard Group, Inc.
    Charlotte, NC
  • 06/2021 → 03/2022
    Chick-Fil-A
    Mint Hill, NC
  • 06/2019 → 06/2021
    Graybar Electric
    Charlotte, NC
  • 01/2017 → 12/2018
    University Of North Carolina At Charlotte
    Charlotte, NC
  • 07/2015 → 06/2019
    The Ups Store
    Charlotte, NC
  • 01/2018 → 04/2018
    Lba Haynes Strand, Pllc
    Matthews, NC
  • 08/2013 → 07/2017
    Central Piedmont Community College
    Charlotte, NC
  • 08/2023 → Present
    Cornerstone Wealth Planning
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-22
S63 Uniform Securities Agent State Law Examination 2022-05-16
  • S65 Uniform Investment Adviser Law Examination
    2023-08-22
  • S63 Uniform Securities Agent State Law Examination
    2022-05-16
Other Names
  • Ben Eli Small
  • Benjamin Small

View on SEC IAPD

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Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
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