Ian Thomas Bannon

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2022 → 11/2023
  J.P. Morgan Securities Llc
  Chicago, IL
• 03/2019 → 08/2020
  Rjo Futures / Rj Obrien & Associates Llc
  Chicago, IL
• 03/2018 → 04/2019
  Calumet Country Club
  Homewood, IL
• 09/2015 → 02/2018
  Purdue University
  West Lafayette, IN
• 09/2020 → 02/2022
  Unemployed
  Homewood, IL
• 02/2024 → 08/2024
  Pruco Securities Llc
  Chicago, IL
• 05/2024 → 08/2024
  The Prudential Insurance Company Of America
  Chicago, IL
• 09/2024 → Present
  Oppenheimer & Co. Inc.
  Chicago, IL

Previous Registrations

• 2024-04-25 → 2024-08-09
  Pruco Securities, Llc.
  Chicago, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-02-28
• S63 Uniform Securities Agent State Law Examination
  2022-05-20

Other Names

• Ian Bannon