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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Securities, Llc | San Diego | CA | 06/2022 | Present |
| Nuveen Asset Management Llc | Chicago | IL | 06/2022 | Present |
| Geico | Buffalo | NY | 07/2021 | 08/2021 |
| Ellicott Development | Buffalo | NY | 06/2021 | 08/2021 |
| University Of Arizona | Tucson | AZ | 08/2018 | 05/2022 |
| Soho Burger Bar | Buffalo | NY | 05/2018 | 08/2018 |
| Soho Burger Bar | Buffalo | NY | 06/2019 | 08/2019 |
| Soho Burger Bar | Buffalo | NY | 06/2020 | 08/2020 |
| Metro Self Storage | Buffalo | NY | 06/2018 | 08/2018 |
| Hyatt Place Amherst | Buffalo | NY | 06/2016 | 10/2017 |
| Canisius High School | Buffalo | NY | 09/2014 | 05/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-25 |
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