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Matthew Conway Williams

Raymond James & Associates, Inc.

Carmel, IN

Carmel, IN

CRD 7526763

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-08-10
  • IN RA
    APPROVED
    Since 2022-08-10

Branch Locations

Carmel, IN • United States

11611 N Meridian St Ste 600, Carmel, IN 46032-7118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Carmel IN 03/2022 Present
Unemployed N/A IN 03/2020 03/2022
Jayne's Gastropub San Diego CA 09/2019 03/2020
Margaret Nighthawk Productions Indianapolis CA 11/2017 03/2022
Bartender At Large San Diego CA 10/2015 05/2018
Whisknladle Hospitality La Jolla CA 10/2018 04/2019
Born And Raised La Jolla CA 07/2018 10/2018
Heartland Film Festival Indianapolis IN 05/2017 11/2017
  • 03/2022 → Present
    Carmel, IN
  • 03/2020 → 03/2022
    Unemployed
    N/A, IN
  • 09/2019 → 03/2020
    Jayne's Gastropub
    San Diego, CA
  • 11/2017 → 03/2022
    Margaret Nighthawk Productions
    Indianapolis, CA
  • 10/2015 → 05/2018
    Bartender At Large
    San Diego, CA
  • 10/2018 → 04/2019
    Whisknladle Hospitality
    La Jolla, CA
  • 07/2018 → 10/2018
    Born And Raised
    La Jolla, CA
  • 05/2017 → 11/2017
    Heartland Film Festival
    Indianapolis, IN
Other Businesses

I produced an independent documentary, Outreach, exploring street outreach programs in Chicago for people experiencing homelessness. I submitted the film to several dozen film festivals, which are all complete except for one, Indy Shorts (part of Heartland Film Festival. I am awaiting to hear back from them, and submission responses are due 8 June 2022. I only submitted to that festival as part of the "Indy Spotlight" section, to highlight filmmakers from Indiana. I will not receive any financial compensation if accepted, but it is possible the film is publicly screened, so I thought it best to disclose. It is not business related, but because of the alignment with Heartland Film Festival, and the outreach programs I followed, Thresholds of Chicago and The Night Ministry, I wanted to make sure to disclose. I do not devote any time to the production since it is complete, but am awaiting a response as to whether or not the film will be accepted into the festival. I am providing the link to the download (https://vimeo.com/572689116) in the case you would like to view it to make sure it is appropriate. I started working on this documentary in May 2019 when I left whisknladle hospitality, and completed it late 2021. I have devoted 0 hours since, beyond submitting to film festivals through the Film Freeway submission website.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-04
  • S66 Uniform Combined State Law Examination
    2022-08-04

View on SEC IAPD

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