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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-10-29 |
| TX | RA | APPROVED_RES | 2025-10-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brookstone Capital Management | Durham | NC | 03/2022 | 05/2025 |
| H.E. Scheil & Associates, Inc. | Durham | NC | 05/2018 | 06/2025 |
| The Village Inns Of Blowing Rock | Boone | NC | 07/2016 | 04/2018 |
| The Vanguard Group, Inc. | Charlotte | NC | 07/2025 | Present |
| Appalachian State University | Boone | NC | 01/2015 | 08/2019 |
| Vanguard Marketing Corporation | Charlotte | NC | 07/2025 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 10/2025 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: ACCIDENT, HEALTH & SICKNESS INSURANCE LICENSE POSITION: N/A START DATE: 06/2018 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: LONG-TERM CARE & MEDICARE SUPPLEMENT INSURANCE LICENSE POSITION: N/A START DATE: 06/2018 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: LIFE & ANNUITY INSURANCE LICENSE POSITION: N/A START DATE: 08/2018 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-10-23 |
| S65 | Uniform Investment Adviser Law Examination | 2022-02-28 |
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