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4111 E Rose Lake Dr. #8875, Charlotte, NC 28217 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robinhood Financial, Llc | Charlotte | NC | 04/2022 | 08/2025 |
| Wells Fargo | Charlotte | NC | 10/2014 | 04/2022 |
| Robinhood Markets, Inc | Charlotte | NC | 06/2022 | 08/2025 |
| Robinhood Asset Management, Llc | Menlo Park | CA | 01/2025 | 08/2025 |
| Investorbloc, Llc | Charlotte | NC | 09/2025 | Present |
Nonprofit Leadership - Premier Foundation of North Carolina Name of Other Business: Premier Foundation of North Carolina Address of Other Business: 3010 Monroe Rd #101, Charlotte, NC 28205 Is this Business Investment-Related? No Nature of the Other Business: Nonprofit organization Position / Title / Relationship: President Start Date of Relationship: 10/2015 Approximate Hours per Month: 5 hours per month Hours During Securities Trading Hours: 0-1 hour per month Description of Duties: Serves in an unpaid leadership and governance role, providing strategic oversight and organizational direction. No investment advisory services are provided, and no overlap exists with InvestorBloc advisory clients or assets. Nonprofit Financial Oversight - Barre Belle Name of Other Business: Barre Belle Address of Other Business: Charlotte, NC Is this Business Investment-Related? No Nature of the Other Business: Nonprofit organization Position / Title / Relationship: Financial Oversight and Investments Chair Start Date of Relationship: 6/2019 Approximate Hours per Month: 3-5 hours per month Hours During Securities Trading Hours: 0-1 hour per month Description of Duties: Provides unpaid financial oversight and governance support to a nonprofit organization, including review of financial information and strategic input. Does not exercise discretionary authority over InvestorBloc client assets and does not provide investment advisory services through this role. OTHER BUSINESS ACTIVITY #2 Business Advisory and Fractional CFO Services Name of Other Business: InvestorBloc LLC Address of Other Business: 111-E Rose Lake Dr #8875 Charlotte, NC 28217 Is this Business Investment-Related? No Nature of the Other Business: Business consulting and financial operations advisory Position / Title / Relationship: Founder / Business Advisor Start Date of Relationship: 9/2025 Approximate Hours per Month: 5-15 hours per month (as engaged) Hours During Securities Trading Hours: 0-3 hours per month Description of Duties: Provides non-investment business advisory services to small businesses, entrepreneurs, and nonprofit organizations, including budgeting, cash-flow planning, financial modeling, operational finance support, and strategic financial consulting. Services do not include securities advice, investment recommendations, or portfolio management. Educational Newsletters, Workshops, and Seminars Name of Other Business: InvestorBloc LLC Address of Other Business: 111-E Rose Lake Dr #8875 Charlotte, NC 28217 Is this Business Investment-Related? No Nature of the Other Business: Financial education and investor education services Position / Title / Relationship: Founder and Presenter Start Date of Relationship: 9/2025 Approximate Hours per Month: 5-10 hours per month Hours During Securities Trading Hours: 0-2 hours per month Description of Duties: Develops and delivers educational newsletters, workshops, seminars, and written content focused on general financial literacy, investing concepts, and wealth-building education. These activities are educational in nature and do not include personalized investment advice, portfolio management, or securities recommendations. No compensation is currently received; fees may be charged in the future following regulatory approval. Participants are under no obligation to become investment advisory clients.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-09-07 |
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