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4900 Woodway Drive Suite 1200, Houston, TX 77056 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-12-08 |
Branch Locations
4900 Woodway Drive Suite 1200, Houston, TX 77056 • United States
2925 Richmond Avenue Suite 425, Houston, TX 77098 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-03-02 |
Branch Locations
2925 Richmond Avenue Suite 425, Houston, TX 77098 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Quantor Capital, Llc | Houston | TX | 09/2015 | Present |
| Bright Sky Captial, Llc | Sugarland | TX | 10/2013 | 02/2017 |
| Inscription Capital, Llc | Houston | TX | 03/2020 | Present |
1. Grupo Bursatil Mexicano, Investment Related, Mexico, Chief Wealth Manager, 06/15/2021, 128 hours per month and 128 hours per month during trading hours, strategic advisor for firms' investment product lineup, financial advisor investment specialists training, and overall implementation of the firm's wealth management model. 2. JJC Capital, LLC, Not-investment Related, 4900 Woodway Suite 1200 Houston, TX 77056, Partner, 02/2020, 1 hour per month and 1 hour per month during trading hours, Mr. Herrera serves as a Partner of JJC Capital, LLC and, as an equity owner, does not participate in daily responsibilities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-01 |
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