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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-18
MN RA APPROVED 2022-11-02
  • TX RA
    APPROVED
    Since 2023-10-18
  • MN RA
    APPROVED
    Since 2022-11-02

Branch Locations

753 Ameriprise Financial Ctr, Minneapolis, MN 55474-0007 • United States

St. Louis Park, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Minneapolis MN 03/2022 Present
John Marshall High School Rochester MN 06/2014 06/2017
University Of Wisconsin- La Crosse La Crosse WI 07/2017 12/2021
Unemployed La Crosse WI 01/2022 02/2022
Rochester Golf And Country Club Rochester MN 05/2018 09/2020
Ups La Crosse WI 10/2018 12/2018
  • 03/2022 → Present
    Minneapolis, MN
  • 06/2014 → 06/2017
    John Marshall High School
    Rochester, MN
  • 07/2017 → 12/2021
    University Of Wisconsin- La Crosse
    La Crosse, WI
  • 01/2022 → 02/2022
    Unemployed
    La Crosse, WI
  • 05/2018 → 09/2020
    Rochester Golf And Country Club
    Rochester, MN
  • 10/2018 → 12/2018
    Ups
    La Crosse, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-24
S63 Uniform Securities Agent State Law Examination 2022-10-10
  • S65 Uniform Investment Adviser Law Examination
    2022-10-24
  • S63 Uniform Securities Agent State Law Examination
    2022-10-10

View on SEC IAPD

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