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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2023-03-06
  • HI RA
    APPROVED
    Since 2023-03-06

Branch Locations

Honolulu, HI • United States

900 Fort Street Mall Ste 1710, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Honolulu HI 02/2022 Present
Bmw Of Honolulu Honolulu HI 02/2014 08/2022
Other Businesses

Other Business Activities; Notary Public; Official appointed by state of Hawaii to serve the public as an impartial witness during notarizations. Performs notarizations, notarial acts, deter fraud, and establish that the signers understand the document they're signing and a willing participant in the transaction.; 900 Fort Street Mall, Ste 1710, , Honolulu, HI, 96813; Not Investment-Related; 04/15/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-03
  • S66 Uniform Combined State Law Examination
    2023-03-03
Other Names
  • Jonah Yes Ching
  • Jonah Yoshio Ching

View on SEC IAPD

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