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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-08-12 |
Branch Locations
1075 E Betteravia Road, Santa Maria, CA 93454 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Target | Santa Maria | CA | 10/2016 | 06/2019 |
| Western Colorado University | Gunnison | CO | 08/2020 | 05/2021 |
| Garlic Mikes | Gunnison | CO | 07/2021 | 08/2021 |
| Hancock College | Santa Maria | CA | 08/2016 | 06/2019 |
| Western Colorado University | Gunnison | CO | 08/2019 | 12/2021 |
| Lpl Financial Llc | Santa Maria | CA | 04/2022 | Present |
| Coast Hills Credit Union | Santa Maria | CA | 01/2022 | Present |
| Unemployed | Santa Maria | CA | 07/2015 | 10/2016 |
1)04/07/2022 - COAST HILLS WEAL TH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2. 09/05/2025 - CoastHills Federal Credit Union - Tax Prep/Accounting/CPA - Inv Rel - At Reported Business Location(s) - Start date: 1/1/2025 - 25 hrs/mnth 3 hrs during Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-10 |
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