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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-12
OH RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2019-03-12
  • OH RA
    APPROVED
    Since 2017-03-25

Branch Locations

1956 Carter Road Suite 200, Cleveland, OH 44113 • United States

Cuyahoga Falls, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Westlake OH 02/2016 03/2017
Mml Investors Services, Llc Cleveland OH 03/2017 Present
Massmutual Life Insurance Co Cleveland OH 07/2016 Present
  • 02/2016 → 03/2017
    Metlife Securities Inc
    Westlake, OH
  • 03/2017 → Present
    Cleveland, OH
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Cleveland, OH
Previous Registrations
  • 2016-02-05 → 2017-03-25
    Msi Financial Services, Inc.
    Broadview Heights, OH
    Westlake, OH
Other Businesses

(1) NAME: DOUGLAS JEB STEPHEN INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: PROPERTY AND CASUALTY REFERRALS POSITION: SALES, AGENT START DATE: 08/01/2018 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: OCCASIONAL REFERRAL FEES MAY BE EARNED IN REFERRING PROPERTY AND CASUALTY BUSINESS TO LICENSED AGENT. (2) NAME: DOUGLAS JEB STEPHEN INV REL: Y ADD: @ RESIDENTIAL ADDRESS NATURE: MEDICARE SUPPLEMENTS, ADVANTAGE PLANS, AND PART D DRUG PLANS POSITION: SALES, AGENT START DATE: 10/15/2016 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 (3) NAME: DOUGLAS JEB STEPHEN INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: LIFE, LTC, DISABILITY INCOME, AND FIXED ANNUITY INSURANCE POSITION: SALES START DATE: 9/1/2017 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 (4) NAME: AFFOLTER & STEPHEN LLC INV REL: Y ADD: 3720 SANCTUARY DRIVE, AKRON, OH 44333 NATURE: LLC POSITION: OWNERS START DATE: 01/01/2021 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: LLC FOR TAX FILING PURPOSES, BUSINESS EXPENSES AND STAFF PAYROLL. (5) NAME: DOUGLAS STEPHEN INV REL: Y ADD: @RESIDENTIAL ADDRESS NATURE: FIDUCIARY CONTROL ROLE POSITION: PAYEE FOR SOCIAL SECURITY START DATE: 05/21/2025 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: MANAGING FINANCES FOR MY MOTHER WHO HAS DISPLAYED SIGNS OF VULNERABILITY TO ENSURE SHE CAN MAINTAIN CURRENT STANDARD LIVING (6) NAME:JEB'S CHASE & TREV'S BASE INV REL: Y ADD: @RESIDENTIAL ADDRESS NATURE: TRADING & SELLING SPORTS TRADING CARDS POSITION: OWNER OPERATOR START DATE: 01/01/2025 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: STREAMING SHOW BASED SOLELY ON INTERPRETED VALUES OF COLLECTIBLE SPORT CARDS AND MEMORABILIA FOR TRADING AND SELLING PURPOSES ONLY (7) NAME: JILLIAN STEPHEN INV REL: N ADD: RESIDENTIAL ADDRESS NATURE: BOOKKEEPING FOR EXPENSES/REVENUE FROM OIL WELL POSITION: HUSBAND OF SPOUSE (OWNER) START DATE: 05/01/2026 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: TRACKING AND RECORD ROYALTY & EXPENSES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-08-09
  • S63 Uniform Securities Agent State Law Examination
    2006-08-09
Other Names
  • Jeb Stephen
  • Douglas J Stephen

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