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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-03-12 |
| OH | RA | APPROVED | 2017-03-25 |
Branch Locations
1956 Carter Road Suite 200, Cleveland, OH 44113 • United States
Cuyahoga Falls, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Westlake | OH | 02/2016 | 03/2017 |
| Mml Investors Services, Llc | Cleveland | OH | 03/2017 | Present |
| Massmutual Life Insurance Co | Cleveland | OH | 07/2016 | Present |
(1) NAME: DOUGLAS JEB STEPHEN INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: PROPERTY AND CASUALTY REFERRALS POSITION: SALES, AGENT START DATE: 08/01/2018 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: OCCASIONAL REFERRAL FEES MAY BE EARNED IN REFERRING PROPERTY AND CASUALTY BUSINESS TO LICENSED AGENT. (2) NAME: DOUGLAS JEB STEPHEN INV REL: Y ADD: @ RESIDENTIAL ADDRESS NATURE: MEDICARE SUPPLEMENTS, ADVANTAGE PLANS, AND PART D DRUG PLANS POSITION: SALES, AGENT START DATE: 10/15/2016 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 (3) NAME: DOUGLAS JEB STEPHEN INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: LIFE, LTC, DISABILITY INCOME, AND FIXED ANNUITY INSURANCE POSITION: SALES START DATE: 9/1/2017 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 (4) NAME: AFFOLTER & STEPHEN LLC INV REL: Y ADD: 3720 SANCTUARY DRIVE, AKRON, OH 44333 NATURE: LLC POSITION: OWNERS START DATE: 01/01/2021 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: LLC FOR TAX FILING PURPOSES, BUSINESS EXPENSES AND STAFF PAYROLL. (5) NAME: DOUGLAS STEPHEN INV REL: Y ADD: @RESIDENTIAL ADDRESS NATURE: FIDUCIARY CONTROL ROLE POSITION: PAYEE FOR SOCIAL SECURITY START DATE: 05/21/2025 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: MANAGING FINANCES FOR MY MOTHER WHO HAS DISPLAYED SIGNS OF VULNERABILITY TO ENSURE SHE CAN MAINTAIN CURRENT STANDARD LIVING (6) NAME:JEB'S CHASE & TREV'S BASE INV REL: Y ADD: @RESIDENTIAL ADDRESS NATURE: TRADING & SELLING SPORTS TRADING CARDS POSITION: OWNER OPERATOR START DATE: 01/01/2025 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: STREAMING SHOW BASED SOLELY ON INTERPRETED VALUES OF COLLECTIBLE SPORT CARDS AND MEMORABILIA FOR TRADING AND SELLING PURPOSES ONLY (7) NAME: JILLIAN STEPHEN INV REL: N ADD: RESIDENTIAL ADDRESS NATURE: BOOKKEEPING FOR EXPENSES/REVENUE FROM OIL WELL POSITION: HUSBAND OF SPOUSE (OWNER) START DATE: 05/01/2026 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: TRACKING AND RECORD ROYALTY & EXPENSES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-08-09 |
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