Seth Briley

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-07-02

TX RA
APPROVED

Since 2026-07-02

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Malvern	PA	04/2022	08/2022
Four Seasons Lawncare	Longview	TX	12/2016	12/2016
Martin Midstream Partners, Llp	Kilgore	TX	05/2017	05/2018
Dominos Pizza	Longview	TX	04/2018	11/2018
Express Employment Professionals	Palmdale	CA	04/2019	07/2020
Htlf, Inc.	Dubuque	IA	06/2019	06/2020
Caliber Home Loans	Coppell	TX	08/2020	10/2020
Templar Electric	Tempe	AZ	10/2020	03/2021
Mortgage Processing Group, Llc	Mesa	AZ	03/2021	08/2021
Randstad	Phoenix	AZ	08/2021	08/2021
For Energy	Phoenix	AZ	08/2021	08/2021
Roberthalf	Chandler	AZ	09/2021	11/2021
Ups	Tempe	AZ	12/2021	12/2021
Express Employment Professionals	Chandler	AZ	01/2022	04/2022
Amazon	Tempe	AZ	05/2021	07/2021
Unemployed	Lancaster	CA	11/2018	03/2019
Self Employed	Dubuque	IA	07/2019	12/2019
Self Employed	Lancaster	CA	05/2020	12/2020
Self Employed	Chandler	AZ	07/2020	07/2022
Full Time Education	Tyler	TX	06/2018	08/2018
Full Time Education	Longview	TX	08/2016	08/2018
Express Employment Professionals	Palmdale	CA	10/2022	12/2022
Unemployed	Lancaster	CA	08/2022	10/2022
Unemployed	Chandler	AZ	01/2022	03/2022
Lpl Financial	Valencia	CA	03/2023	02/2024
Unemployed	Lancaster	CA	12/2022	03/2023
Super Service Industries	Moreno	CA	01/2024	02/2024
Fidelity Investments	Boston	MA	02/2024	04/2026
Fidelity Investments	Boston	MA	03/2025	04/2026
Charles Schwab & Co., Inc	Westlake	TX	06/2026	Present

04/2022 → 08/2022

The Vanguard Group, Inc.

Malvern, PA
12/2016 → 12/2016

Four Seasons Lawncare

Longview, TX
05/2017 → 05/2018

Martin Midstream Partners, Llp

Kilgore, TX
04/2018 → 11/2018

Dominos Pizza

Longview, TX
04/2019 → 07/2020

Express Employment Professionals

Palmdale, CA
06/2019 → 06/2020

Htlf, Inc.

Dubuque, IA
08/2020 → 10/2020

Caliber Home Loans

Coppell, TX
10/2020 → 03/2021

Templar Electric

Tempe, AZ
03/2021 → 08/2021

Mortgage Processing Group, Llc

Mesa, AZ
08/2021 → 08/2021

Randstad

Phoenix, AZ
08/2021 → 08/2021

For Energy

Phoenix, AZ
09/2021 → 11/2021

Roberthalf

Chandler, AZ
12/2021 → 12/2021

Ups

Tempe, AZ
01/2022 → 04/2022

Express Employment Professionals

Chandler, AZ
05/2021 → 07/2021

Amazon

Tempe, AZ
11/2018 → 03/2019

Unemployed

Lancaster, CA
07/2019 → 12/2019

Self Employed

Dubuque, IA
05/2020 → 12/2020

Self Employed

Lancaster, CA
07/2020 → 07/2022

Self Employed

Chandler, AZ
06/2018 → 08/2018

Full Time Education

Tyler, TX
08/2016 → 08/2018

Full Time Education

Longview, TX
10/2022 → 12/2022

Express Employment Professionals

Palmdale, CA
08/2022 → 10/2022

Unemployed

Lancaster, CA
01/2022 → 03/2022

Unemployed

Chandler, AZ
03/2023 → 02/2024

Lpl Financial

Valencia, CA
12/2022 → 03/2023

Unemployed

Lancaster, CA
01/2024 → 02/2024

Super Service Industries

Moreno, CA
02/2024 → 04/2026

Fidelity Investments

Boston, MA
03/2025 → 04/2026

Fidelity Investments

Boston, MA
06/2026 → Present

Charles Schwab & Co., Inc

Westlake, TX

Previous Registrations

2025-03-31 → 2026-04-17

Strategic Advisers Llc

Moreno Valley, CA

Moreno Valley, CA

Boston, MA
2024-03-27 → 2025-03-31

Fidelity Personal And Workplace Advisors

Moreno Valley, CA
2023-03-07 → 2024-03-13

Lpl Financial Llc

San Diego, CA

Valencia, CA

Valencia, CA
2022-06-22 → 2022-08-25

Vanguard Advisers, Inc.

Scottsdale, AZ

Other Businesses

1) Real Estate Appraisal Trainee | Investment Related:No||Other|Trainee|||0|Assisting certified real estate appraiser in preparation of residential and commercial properties. This is weekends and night-time hours

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-06-21

S66 Uniform Combined State Law Examination

2022-06-21

Other Names

Seth Briley
Seth Adrian Briley

View on SEC IAPD