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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Comerica Bank- Comerica Securities | Los Angeles | CA | 08/2015 | 01/2019 |
| Mufg Union Bank | Torrance | CA | 02/2019 | 05/2023 |
| Unionbanc Investment Services | Torrance | CA | 02/2019 | 05/2023 |
| U.S. Bancorp Investments, Inc. | Torrance | CA | 05/2023 | 02/2026 |
| U.S. Bank | Torrance | CA | 05/2023 | Present |
| U.S. Bancorp Advisors, Llc | Torrance | CA | 02/2026 | Present |
1) Rosecrans MB LLC; Investment-Related; Manhattan Beach, CA; Real Estate Rental; Owner; 2021; 2 Hours/Month; 0 Hours/Trading; Speak to tenants when needed. 2) Rental Property; Investment-Related; Newhall, CA; Real Estate Rental; Owner; 2013; 2 Hours/Month; 0 Hours/Trading; Speak to tenants when needed. 3) Rental Property; Investment-Related; Woodland Hills, CA; Real Estate Rental; Owner; 2019; 2 Hours/Month; 0 Hours/Trading; Speak to tenants when needed.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-23 |
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