Frederick William Means

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 07/2021
  Charles Schwab & Co., Inc.
  Indianapolis, IN
• 11/2015 → 07/2021
  Schwab Private Client Investment Advisory, Inc.
  Indianapolis, IN
• 07/2021 → Present
  Fisher Investments
  Tampa, FL

Previous Registrations

• 2015-12-15 → 2021-08-03
  Schwab Wealth Advisory, Inc.
  Indianapolis, IN
• 2013-10-28 → 2015-12-01
  Td Ameritrade, Inc.
  Indianapolis, IN
• 2013-10-28 → 2015-12-01
  Td Ameritrade Investment Management, Llc
  Indianapolis, IN

Other Businesses

the name of the other business; MY DAILY WALK INC. whether the business is investment-related;NO the address of the other business; PLAINFIELD, IN the nature of the other business; Non-Profit - 501(c)3, provide free clothing items to anyone in need. your position; BOARD MEMBER the start date of your relationship; 11/01/2017 the approximate number of hours/month you devote to the other business; 1-5 the number of hours you devote to the other business during securities trading hours; 6-10 and briefly describe your duties relating to the other business; Assist in speaking with customers over the phone at times, respond to emails around clothing donations, help coordinate volunteers, bookkeeping.

Exams

• S66 Uniform Combined State Law Examination
  2013-10-25
• S63 Uniform Securities Agent State Law Examination
  2006-07-18

Designations

• Certified Financial Planner

Other Names

• Fred William Means
• Frederick William Means