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Thomas Lee Staley

Maia Wealth

Indianapolis, IN

Denver, CO

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Current Employers
Maia Wealth

1331 17Th Street Suite 800, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-02-06
  • IN RA
    APPROVED
    Since 2026-02-06

Branch Locations

9365 Counselors Row Suite 215, Indianapolis, IN 46240 • United States

1331 17Th Street Suite 800, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Carmel IN 01/2015 02/2026
Maia Wealth Indianapolis IN 02/2026 Present
  • 01/2015 → 02/2026
    Jpmorgan Securities Llc
    Carmel, IN
  • 02/2026 → Present
    Maia Wealth
    Indianapolis, IN
Previous Registrations
Other Businesses

INSURANCE AGENT. LIFE AND HEALTH. VARIOUS CARRIERS. NOT INVESTMENT RELATED. TIME SPENT = 20 HOURS / MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-14
S63 Uniform Securities Agent State Law Examination 2006-07-19
  • S66 Uniform Combined State Law Examination
    2009-08-14
  • S63 Uniform Securities Agent State Law Examination
    2006-07-19
Designations
Other Names
  • Tom Staley

View on SEC IAPD

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Other Offices

SANCTUARY ADVISORS, LLC · Indianapolis, IN
SANCTUARY ADVISORS, LLC · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
NORTHWEST FINANCIAL SERVICES INC · Indianapolis, IN
INVESTMENT ADVISORS OF INDIANAPOLIS INC · INDIANAPOLIS, IN
BAXTER CAPITAL MANAGEMENT INC · INDIANAPOLIS, IN

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