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Cody James

Beacon Pointe Advisors, LLC

Newport Beach, CA

Falls Church, VA

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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2026-05-06
TX RA APPROVED 2026-05-06
VA RA APPROVED 2026-05-06
  • NH RA
    APPROVED
    Since 2026-05-06
  • TX RA
    APPROVED
    Since 2026-05-06
  • VA RA
    APPROVED
    Since 2026-05-06

Branch Locations

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

7651 Leesburg Pike, Falls Church, VA 22043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Virginia Charlottesville VA 08/2013 05/2017
Freddie Mac Mclean VA 06/2017 09/2021
Halpern Financial Ashburn VA 09/2021 10/2024
Mai Capital Management, Llc Ashburn VA 10/2024 04/2026
Beacon Pointe Advisors, Llc Falls Church VA 05/2026 Present
  • 08/2013 → 05/2017
    University Of Virginia
    Charlottesville, VA
  • 06/2017 → 09/2021
    Freddie Mac
    Mclean, VA
  • 09/2021 → 10/2024
    Halpern Financial
    Ashburn, VA
  • 10/2024 → 04/2026
    Mai Capital Management, Llc
    Ashburn, VA
  • 05/2026 → Present
    Beacon Pointe Advisors, Llc
    Falls Church, VA
Previous Registrations
  • 2024-10-11 → 2026-04-10
    Mai Capital Management, Llc
    Ashburn, VA
  • 2022-03-24 → 2024-10-08
    Halpern Financial, Inc.
    Ashburn, VA
    Rockville, MD
Designations

View on SEC IAPD

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