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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-06-17 |
| TX | RA | APPROVED_RES | 2026-06-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Mesa | AZ | 03/2022 | 10/2023 |
| U.S. Bank | Mesa | AZ | 02/2019 | 10/2023 |
| Bank Of America | Buena Park | CA | 09/2013 | 04/2017 |
| Sooksok Karaoke | Los Angeles | CA | 05/2017 | 09/2017 |
| Stoneledge Furniture Llc | Long Beach | CA | 09/2017 | 02/2018 |
| Hamjipark Restaurant | Buena Park | CA | 02/2018 | 09/2018 |
| Sake2Me Restaurant | Cerritos | CA | 09/2018 | 12/2018 |
| Red Palace Restaurant | Norwalk | CA | 12/2018 | 03/2019 |
| Gogiya Restaurant | Buena Park | CA | 03/2019 | 06/2019 |
| Kaju Soft Tofu Restaurant | Buena Park | CA | 06/2019 | 10/2019 |
| Heaven's Colors | Llano | CA | 05/2017 | 12/2020 |
| New Life Presbyterian Church Of Arizona | Phoenix | AZ | 09/2021 | 12/2023 |
| U.S. Bancorp Investments, Inc. | Tempe | AZ | 10/2023 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Tempe | AZ | 02/2026 | 06/2026 |
| Morgan Stanley | Tempe | AZ | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-13 |
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