Joseph Ya Ying Lau

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2021 → 11/2023
  Nicole Vuong Insurance Agency
  La Verne, CA
• 03/2022 → 11/2023
  State Farm Vp Management Corp.
  Diamond Bar, CA
• 06/2019 → 02/2021
  Wally Shao Insurance Agency
  Irvine, CA
• 09/2016 → 06/2019
  University Of California, Riverside
  Riverside, CA
• 07/2016 → 09/2016
  Ups
  Rowland Heights, CA
• 09/2017 → 03/2018
  Coffee Bean And Tea Leaf
  Riverside, CA
• 02/2022 → 11/2023
  Patrick Lau Insurance Agency
  Diamond Bar, CA
• 04/2023 → 11/2023
  State Farm Investment Management Corp
  Diamond Bar, CA
• 11/2023 → 04/2024
  State Farm Insurance
  Chandler, AZ
• 11/2023 → Present
  State Farm Investment Management Corp
  Chandler, AZ
• 11/2023 → Present
  State Farm Vp Management Corp
  Chandler, AZ
• 04/2024 → Present
  Joseph Lau Insurance Agency
  Chandler, AZ

Other Businesses

1) Joseph Lau's Insurance Agency; Investment-related; 4080 W Ray Rd Suite 20 Chandler, AZ 85226; Other; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 4/1/2024; 80; 80; Service customers and supervise employees

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-04-26
• S63 Uniform Securities Agent State Law Examination
  2022-08-18