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Alec M Bethell

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Vancouver, WA

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-07-30
CA RA APPROVED 2022-10-04
TX RA APPROVED 2022-09-19
  • WA RA
    APPROVED
    Since 2026-07-30
  • CA RA
    APPROVED
    Since 2022-10-04
  • TX RA
    APPROVED
    Since 2022-09-19

Branch Locations

500 Broadway Street, Vancouver, WA 98660 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Portland OR 03/2022 Present
First Tech Federal Credit Union Beaverton OR 08/2021 03/2022
Advantis Credit Union Portland OR 12/2020 07/2021
Wells Fargo Gilroy CA 12/2017 08/2019
Wells Fargo Carmel CA 08/2019 04/2020
Wells Fargo Portland OR 04/2020 12/2020
Hushpuppies Gilroy CA 09/2015 12/2017
Gavilan College Gilroy CA 02/2016 12/2018
Bank Of America, N.A. Portland OR 08/2026 Present
  • 03/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Portland, OR
  • 08/2021 → 03/2022
    First Tech Federal Credit Union
    Beaverton, OR
  • 12/2020 → 07/2021
    Advantis Credit Union
    Portland, OR
  • 12/2017 → 08/2019
    Wells Fargo
    Gilroy, CA
  • 08/2019 → 04/2020
    Wells Fargo
    Carmel, CA
  • 04/2020 → 12/2020
    Wells Fargo
    Portland, OR
  • 09/2015 → 12/2017
    Hushpuppies
    Gilroy, CA
  • 02/2016 → 12/2018
    Gavilan College
    Gilroy, CA
  • 08/2026 → Present
    Bank Of America, N.A.
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-13
  • S66 Uniform Combined State Law Examination
    2022-09-13

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · Vancouver, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VANCOUVER, WA
OSAIC WEALTH, INC. · VANCOUVER, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Vancouver, WA
AMERIPRISE FINANCIAL SERVICES, LLC · VANCOUVER, WA
STATE FARM INVESTMENT MANAGEMENT CORP. · VANCOUVER, WA
COLUMBIA RIVER FINANCIAL GROUP · VANCOUVER, WA
LPL FINANCIAL LLC · VANCOUVER, WA

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