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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-31 |
| NY | RA | APPROVED | 2022-08-15 |
Branch Locations
One Bryant Park Investment Solutions Group, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 03/2022 | Present |
| Point 72 Asset Management (The Atlantic Group- Contracting) | Stamford | CT | 10/2021 | 12/2021 |
| Twin Oak Capital (Millennium Management Llc) | Greenwich | CT | 06/2020 | 08/2020 |
| Eagle Bulk Shipping Inc. | Stamford | CT | 06/2019 | 07/2019 |
| Bucknell University | Lewisburg | PA | 08/2017 | 05/2021 |
| Stanwich Country Club | Greenwich | CT | 05/2017 | 08/2017 |
| New Canaan High School | New Canaan | CT | 01/2012 | 06/2017 |
| Unemployed | New York | NY | 05/2021 | 10/2021 |
| Unemployed | New York | NY | 01/2022 | 03/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-12 |
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