Joseph Michael Rosano

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-12-07

NJ RA
APPROVED

Since 2023-12-07

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Doordash Inc.	Staten Island	NY	06/2020	02/2021
Lowes	Staten Island	NY	03/2021	04/2022
Northwestern Mutual	Red Bank	NJ	06/2022	09/2022
Ubs	Weehawken	NJ	07/2023	Present
Suny Polytechnic Institute	Utica	NY	08/2019	05/2023
Msgr. Farrell Highschool	Staten Island	NY	09/2015	05/2019

06/2020 → 02/2021

Doordash Inc.

Staten Island, NY
03/2021 → 04/2022

Lowes

Staten Island, NY
06/2022 → 09/2022

Northwestern Mutual

Red Bank, NJ
07/2023 → Present

Ubs

Weehawken, NJ
08/2019 → 05/2023

Suny Polytechnic Institute

Utica, NY
09/2015 → 05/2019

Msgr. Farrell Highschool

Staten Island, NY

Other Businesses

- Fortis Protection Group - no - 4 Lorali Way, Monroe Township, NJ 08831 - Event Security - Security Guard - Employee - 06/17/2023 - 20hrs a month - 0 - I do security for events usually soccer games. I just check tickets, direct fans, and go general security guard activities.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-12-06

S66 Uniform Combined State Law Examination

2023-12-06

Other Names

Joseph Rosano

View on SEC IAPD