Larry Daniel Sparks

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → 09/2021
  Us Border Patrol
  Pine Valley, CA
• 09/2021 → 05/2022
  Unemployed
  Chula Vista, CA
• 11/2024 → 08/2025
  Morgan Stanley
  Gilbert, AZ
• 08/2023 → 09/2024
  Yuma Police Department
  Yuma, AZ
• 09/2025 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 09/2025 → Present
  Vanguard Marketing Corporation
  Charlotte, NC
• 05/2022 → 06/2023
  E*Trade Securities Llc
  Alpharetta, GA
• 11/2025 → Present
  Vanguard Advisers, Inc.
  Charlotte, NC

Exams

• S66 Uniform Combined State Law Examination
  2025-11-18
• S63 Uniform Securities Agent State Law Examination
  2025-06-09

Other Names

• Dan Sparks
• Larry D Sparks
• Larry Sparks