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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-06-02 |
| TX | RA | APPROVED | 2025-06-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 05/2022 | Present |
| Charlotte Mecklenburg Schools | Charlotte | NC | 08/2019 | 03/2022 |
| High Mountain School | North Haledon | NJ | 01/2016 | 06/2019 |
| Elect Llc | Charlotte | NC | 06/2020 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 05/2022 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 06/2025 | Present |
NAME OF BUSINESS: Elect, LLC NON-INVESTMENT ADDRESS: Charlotte, NC NATURE OF BUSINESS: LLC/S-Corp/LLP POSITION: Owner START DATE: 11/2020 APPROXIMATE HOURS PER MONTH: 0 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Owner, Open but not active NAME OF BUSINESS: Elect Retirement, LLC INVESTMENT RELATED ADDRESS: Charlotte, NC NATURE OF BUSINESS: Investments held outside of Vanguard POSITION: Owner START DATE: 3/2021 APPROXIMATE HOURS PER MONTH: 0 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Owner, Not active NAME OF BUSINESS: Rental Property INVESTMENT RELATED ADDRESS: Charlotte, NC NATURE OF BUSINESS: Rental Property POSITION: Owner START DATE: 6/2020 APPROXIMATE HOURS PER MONTH: 1 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 2022-06-13 |
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