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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-06-18 |
| NC | RA | APPROVED | 2023-07-20 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
Rock Hill, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanguard Marketing Corporation | Charlotte | NC | 04/2022 | 07/2023 |
| Williams And Fudge, Inc | Rock Hill | SC | 08/2005 | 03/2022 |
| Vanguard Advisers, Inc. | Charlotte | NC | 07/2022 | 07/2023 |
| Tiaa | Charlotte | NC | 07/2023 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 07/2023 | Present |
Name: Trudy's Designs Position: Owner Nature: Design, make, and sell custom signs, crafts, and digital prints. Investment Related: No Hours: 4Securities Trading Hours: 0Start Date: 02/01/2019 Address: Home Address, Rock Hill SC 29732, United States Description: Handcrafted designs
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-14 |
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