Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-08
CT RA APPROVED 2025-03-29
  • TX RA
    APPROVED
    Since 2025-05-08
  • CT RA
    APPROVED
    Since 2025-03-29

Branch Locations

301 Tresser Blvd, Stamford, CT 06901 • United States

1114 Ave Of The Americas, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Securities, Llc Charlotte NC 02/2022 05/2023
Benefytt Tampa FL 11/2020 01/2022
Chewy, Inc. Mechanicsburg PA 07/2020 11/2020
Indiana University Bloomington IN 07/2018 05/2020
Gt Entrepreneurs Pittsburgh PA 05/2019 08/2019
Cigna Bloomfield CT 06/2015 07/2018
Olive Garden West Hartford CT 06/2017 01/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated North Haven CT 01/2025 Present
Tjx Companies, Inc. Framingham MA 05/2023 04/2024
Unemployed Wethersfield CT 05/2024 09/2024
Soccer Xs, Llc Windsor CT 09/2024 Present
Bank Of America, N.A. E North Haven CT 03/2025 Present
  • 02/2022 → 05/2023
    Wells Fargo Securities, Llc
    Charlotte, NC
  • 11/2020 → 01/2022
    Benefytt
    Tampa, FL
  • 07/2020 → 11/2020
    Chewy, Inc.
    Mechanicsburg, PA
  • 07/2018 → 05/2020
    Indiana University
    Bloomington, IN
  • 05/2019 → 08/2019
    Gt Entrepreneurs
    Pittsburgh, PA
  • 06/2015 → 07/2018
    Cigna
    Bloomfield, CT
  • 06/2017 → 01/2018
    Olive Garden
    West Hartford, CT
  • 01/2025 → Present
    North Haven, CT
  • 05/2023 → 04/2024
    Tjx Companies, Inc.
    Framingham, MA
  • 05/2024 → 09/2024
    Unemployed
    Wethersfield, CT
  • 09/2024 → Present
    Soccer Xs, Llc
    Windsor, CT
  • 03/2025 → Present
    Bank Of America, N.A. E
    North Haven, CT
Other Businesses

I*: 2246264Entity Type: For ProfitName of OBA: Connecticut Rush SelectAddress: North Branford, CT 06471Investment Related: NoPosition, Title, Association: Consultant/Independent ContractorEmployee Start Date: 03/31/2025Number of Hours: 5 hrs wklyNumber of Hours during trading: 0Duties: Youth soccer coaching part time I*3443265Entity Type: Entity For ProfitName of OBA: micro1Address: Palo Alto, California, 94306Investment Related: NoPosition, Title, Association: Consultant/Independent ContractorEmployee Start Date: 02/02/2026Number of Hours: 10, WeeklyNumber of Hours during trading: 0, WeeklyDuties: The company is a top tier AI lab and enterprise that vet and recruit top tier talent to help enhance its model's understanding of business logic and reasoning. The project consists of building Discounted Cash Flow analysis, merger models, Leveraged Buyout models for the client. there will be no public company information. All proprietary data provided by the institution for each short assignment assigned.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-28
S63 Uniform Securities Agent State Law Examination 2022-04-16
  • S66 Uniform Combined State Law Examination
    2025-03-28
  • S63 Uniform Securities Agent State Law Examination
    2022-04-16
Other Names
  • Sebastiano La Rosa

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Stamford, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor