Best Investors Account Sign in

David S Warren

LPl Financial LLC

Tempe, AZ

Tucson, AZ

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-24
AZ RA APPROVED 2025-03-14
  • TX RA
    APPROVED
    Since 2025-03-24
  • AZ RA
    APPROVED
    Since 2025-03-14

Branch Locations

500 E. Rio Salado Pkwy Building 4, Floor 3, Tempe, AZ 85281 • United States

Tucson, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 03/2022 10/2023
Stonewall Golf Course Elverson PA 06/2018 09/2021
Just Mom's Honey Brook PA 06/2017 07/2021
West Chester University West Chester PA 08/2017 12/2021
Arby's Elverson PA 04/2015 06/2016
Unemployed Honey Brook PA 12/2021 02/2022
Temple University Philadelphia PA 08/2016 05/2017
Michael Kors Pottstown PA 11/2016 02/2017
Morgan Stanley Gilbert AZ 05/2024 01/2025
Planet Fitness Green Valley AZ 12/2023 05/2024
Lpl Financial Llc Tempe AZ 03/2025 Present
  • 03/2022 → 10/2023
    The Vanguard Group, Inc.
    Malvern, PA
  • 06/2018 → 09/2021
    Stonewall Golf Course
    Elverson, PA
  • 06/2017 → 07/2021
    Just Mom's
    Honey Brook, PA
  • 08/2017 → 12/2021
    West Chester University
    West Chester, PA
  • 04/2015 → 06/2016
    Arby's
    Elverson, PA
  • 12/2021 → 02/2022
    Unemployed
    Honey Brook, PA
  • 08/2016 → 05/2017
    Temple University
    Philadelphia, PA
  • 11/2016 → 02/2017
    Michael Kors
    Pottstown, PA
  • 05/2024 → 01/2025
    Morgan Stanley
    Gilbert, AZ
  • 12/2023 → 05/2024
    Planet Fitness
    Green Valley, AZ
  • 03/2025 → Present
    Lpl Financial Llc
    Tempe, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-05
S63 Uniform Securities Agent State Law Examination 2022-06-28
  • S66 Uniform Combined State Law Examination
    2024-07-05
  • S63 Uniform Securities Agent State Law Examination
    2022-06-28
Other Names
  • David Warren
  • David Sean Warren
  • Dj Warren
  • David S Warren
  • David S Warren

View on SEC IAPD

Other Firms

OLIVE STREET INVESTMENT ADVISERS, LLC
EDWARD JONES
J.P. MORGAN SECURITIES LLC
U.S. BANCORP ADVISORS, LLC
AQUILANT ADVISORS
ATROPOS CAPITAL MANAGEMENT, LLC
VIAGEM, LLC
MRM GROUP

Other Investors

David Erick Rosendahl
Teresa Valencia Schlafly
Sheree Louise Drake
AMY MARIE STARZYK
ANN MARIE OVERCASH
Stephen Wayne Barbour
JEREMY JOSEPH THARP
ANTHONY ALFRED OCCHINO

Other Offices

OLIVE STREET INVESTMENT ADVISERS, LLC · ST. LOUIS, MO
EDWARD JONES · ST. LOUIS, MO
J.P. MORGAN SECURITIES LLC · Des Peres, MO
U.S. BANCORP ADVISORS, LLC · Des Peres, MO
LPL FINANCIAL LLC · DES PERES, MO
AQUILANT ADVISORS · ST. LOUIS, MO
ATROPOS CAPITAL MANAGEMENT, LLC · ST. LOUIS, MO
VIAGEM, LLC · ST. LOUIS, MO

More in Tempe, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor