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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-14 |
| NC | RA | APPROVED | 2024-10-22 |
Branch Locations
1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Plainview | NY | 03/2022 | 06/2023 |
| Bridal Reflections | Carle Place | NY | 02/2022 | 02/2022 |
| Rocco's Tacos & Tequila Bar | Naples | FL | 08/2021 | 11/2021 |
| Joseph Scarpa Cpa Pc | Farmingdale | NY | 04/2021 | 07/2021 |
| The Home Depot | Jericho | NY | 05/2020 | 07/2021 |
| Cryo Energy | New Hyde Park | NY | 09/2017 | 04/2020 |
| The Milleridge Inn | Jericho | NY | 07/2017 | 10/2017 |
| Unemployed | Waxhaw | NC | 10/2014 | 06/2017 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 10/2024 | Present |
| Unemployed | Roslyn Heights | NY | 12/2021 | 01/2022 |
| Fidelity Investments | Carle Place | NY | 06/2023 | 06/2024 |
| Fidelity Investments | Roslyn | NY | 07/2024 | 10/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-09 |
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