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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-14
NC RA APPROVED 2024-10-22
  • TX RA
    APPROVED
    Since 2025-01-14
  • NC RA
    APPROVED
    Since 2024-10-22

Branch Locations

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Plainview NY 03/2022 06/2023
Bridal Reflections Carle Place NY 02/2022 02/2022
Rocco's Tacos & Tequila Bar Naples FL 08/2021 11/2021
Joseph Scarpa Cpa Pc Farmingdale NY 04/2021 07/2021
The Home Depot Jericho NY 05/2020 07/2021
Cryo Energy New Hyde Park NY 09/2017 04/2020
The Milleridge Inn Jericho NY 07/2017 10/2017
Unemployed Waxhaw NC 10/2014 06/2017
Wells Fargo Clearing Services, Llc Charlotte NC 10/2024 Present
Unemployed Roslyn Heights NY 12/2021 01/2022
Fidelity Investments Carle Place NY 06/2023 06/2024
Fidelity Investments Roslyn NY 07/2024 10/2024
  • 03/2022 → 06/2023
    Fidelity Investments
    Plainview, NY
  • 02/2022 → 02/2022
    Bridal Reflections
    Carle Place, NY
  • 08/2021 → 11/2021
    Rocco's Tacos & Tequila Bar
    Naples, FL
  • 04/2021 → 07/2021
    Joseph Scarpa Cpa Pc
    Farmingdale, NY
  • 05/2020 → 07/2021
    The Home Depot
    Jericho, NY
  • 09/2017 → 04/2020
    Cryo Energy
    New Hyde Park, NY
  • 07/2017 → 10/2017
    The Milleridge Inn
    Jericho, NY
  • 10/2014 → 06/2017
    Unemployed
    Waxhaw, NC
  • 10/2024 → Present
    Charlotte, NC
  • 12/2021 → 01/2022
    Unemployed
    Roslyn Heights, NY
  • 06/2023 → 06/2024
    Fidelity Investments
    Carle Place, NY
  • 07/2024 → 10/2024
    Fidelity Investments
    Roslyn, NY
Previous Registrations
  • 2022-11-23 → 2024-10-04
    Fidelity Personal And Workplace Advisors
    Plainview, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-09
  • S66 Uniform Combined State Law Examination
    2022-10-09
Other Names
  • Renee Elizabeth Wallace

View on SEC IAPD

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