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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-03-27 |
Branch Locations
58 South River Drive Suite 401, Tempe, AZ 85281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 03/2022 | 08/2022 |
| Longhorn Steakhouse | Tucson | AZ | 08/2015 | 03/2019 |
| Longhorn Steakhouse | Phoenix | AZ | 10/2021 | 03/2023 |
| The Caliber Group | Tucson | AZ | 10/2018 | 03/2019 |
| Ice Media Llc | Scottsdale | AZ | 05/2021 | Present |
| Self Employed | Scottsdale | AZ | 01/2021 | 09/2021 |
| University Of Arizona | Tucson | AZ | 08/2014 | 08/2018 |
| Wr Group | Scottsdale | AZ | 09/2020 | 09/2021 |
| Unemployed | Scottsdale | AZ | 03/2020 | 09/2020 |
| Waste Management | Phoenix | AZ | 01/2020 | 03/2020 |
| Enterprise Rent A Car | Scottsdale | AZ | 07/2019 | 10/2019 |
| Enterprise Rent A Car | Tempe | AZ | 10/2019 | 12/2019 |
| Longhorn Steakhouse | Phoenix | AZ | 03/2019 | 07/2019 |
| Morgan Stanley | Tempe | AZ | 09/2022 | Present |
*527120 - Ice Media LLC; Investment related - Yes; Scottsdale, Arizona; Consulting; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 05/2021; During business hours: 0; After business hours: 10; Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-05 |
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