Daisy Stevens Rojas

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2022 → Present
  Lpl Financial, Llc
  Charlottesville, VA
• 03/2022 → 06/2022
  Platt Financial
  Charlottesville, VA
• 12/2020 → 03/2022
  Rojas Stevens Company
  Charlottesville, VA
• 12/2018 → 12/2020
  United Way
  Charlottesville, VA
• 06/2017 → 12/2018
  The Covenant School Of Charlottesville
  Charlottesville, VA
• 09/2013 → 06/2017
  The Rojas Stevens Company
  Charlottesville, VA

Other Businesses

1. 07/25/2023 - Platt Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 06/22/2023 - 160 Hours Per Month/ 140 Hours During Trading 2. 12/06/2024 - Daisy Rojas Consulting LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/14/2024 - 160 hours per month/ during trading 3) 06/06/2025 - Daisy Rojas - Investment Related - Non-Variable Insurance - Home Based - Start Date:04/29/2025 - 5 Hrs/Mth - 5 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-08-23
• S63 Uniform Securities Agent State Law Examination
  2023-05-03

Other Names

• Daisy Margaret Stevens