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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2026-08-31 |
Branch Locations
6501 Tinker Diagonal, Midwest City, OK 73110-2910 • United States
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2025-08-11 |
Branch Locations
6501 Tinker Diagonal, Oklahoma City, OK 73110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Provident Living Financial Services | Lehi | UT | 03/2022 | 02/2024 |
| Souza Enterprises, Llc | Provo | UT | 02/2021 | 01/2023 |
| Raymond James Financial Services, Inc. | Oklahoma City | OK | 08/2025 | 08/2026 |
| Raymond James Financial Services Advisors, Inc. | Oklahoma City | OK | 08/2025 | 08/2026 |
| Slate River Financial | Edmond | OK | 01/2025 | 06/2025 |
| Souza Family Enterprises, Llc | Merced | CA | 02/2023 | 04/2025 |
| Provident Living Financial Services | Atwater | CA | 09/2020 | 02/2022 |
| Aptive Environmental, Llc | Cincinnati | OH | 05/2020 | 08/2020 |
| Elite Warranty, Inc. | Springville | UT | 02/2019 | 04/2020 |
| Baskin Robbins | Provo | UT | 05/2018 | 06/2018 |
| Brigham Young University | Provo | UT | 08/2015 | 04/2022 |
| Flooring | Provo | UT | 07/2018 | 08/2018 |
| Tinker Federal Credit Union | Oklahoma City | OK | 07/2025 | Present |
| Tfcu Financial Advisors/Tinker Financial Services Llc | Oklahoma City | OK | 07/2025 | Present |
| Ameriprise Financial Services, Llc | Midwest City | OK | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-07-13 |
| S65 | Uniform Investment Adviser Law Examination | 2021-08-17 |
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