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Justin Sprague

Cetera Investment Advisers LLC

Hot Springs, AR

CRD 7520686

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2026-02-24
  • AR RA
    APPROVED
    Since 2026-02-24

Branch Locations

302 Malvern Ave Floor 2, Hot Springs, AR 71901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Motto Mortgage United Group Richardson TX 10/2021 01/2022
Das Acquisition- Usa Mortgage Mckinney TX 01/2021 07/2021
Pennymac Loan Services Plano TX 03/2020 12/2020
Cardinal Financial Company Addison TX 06/2019 03/2020
Amerisave Mortgage Corporation Plano TX 02/2019 05/2019
The Money Source Addison TX 07/2018 01/2019
Caliber Home Loans Irving TX 12/2017 06/2018
Bubba Brews Brewing Co. Bonnerdale AR 01/2015 12/2017
Equitable Advisors, Llc Dallas TX 04/2022 07/2022
J. P. Morgan Securities Llc Plano TX 08/2022 11/2025
Jpmorgan Chase Bank N. A. Plano TX 08/2022 11/2025
Saltgrass Plano TX 06/2018 06/2018
Unemployed Richardson TX 02/2022 03/2022
Unemployed Richardson TX 08/2021 09/2021
Regions Bank Hot Springs AR 02/2026 Present
Cetera Investment Advisers Llc Hot Springs AR 02/2026 Present
Cetera Investment Services Llc Saint Cloud MN 02/2026 Present
  • 10/2021 → 01/2022
    Motto Mortgage United Group
    Richardson, TX
  • 01/2021 → 07/2021
    Das Acquisition- Usa Mortgage
    Mckinney, TX
  • 03/2020 → 12/2020
    Pennymac Loan Services
    Plano, TX
  • 06/2019 → 03/2020
    Cardinal Financial Company
    Addison, TX
  • 02/2019 → 05/2019
    Amerisave Mortgage Corporation
    Plano, TX
  • 07/2018 → 01/2019
    The Money Source
    Addison, TX
  • 12/2017 → 06/2018
    Caliber Home Loans
    Irving, TX
  • 01/2015 → 12/2017
    Bubba Brews Brewing Co.
    Bonnerdale, AR
  • 04/2022 → 07/2022
    Equitable Advisors, Llc
    Dallas, TX
  • 08/2022 → 11/2025
    J. P. Morgan Securities Llc
    Plano, TX
  • 08/2022 → 11/2025
    Jpmorgan Chase Bank N. A.
    Plano, TX
  • 06/2018 → 06/2018
    Saltgrass
    Plano, TX
  • 02/2022 → 03/2022
    Unemployed
    Richardson, TX
  • 08/2021 → 09/2021
    Unemployed
    Richardson, TX
  • 02/2026 → Present
    Regions Bank
    Hot Springs, AR
  • 02/2026 → Present
    Hot Springs, AR
  • 02/2026 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-21
S63 Uniform Securities Agent State Law Examination 2022-06-28
  • S66 Uniform Combined State Law Examination
    2022-10-21
  • S63 Uniform Securities Agent State Law Examination
    2022-06-28
Other Names
  • Justin Sprague
  • Justin Wade Sprague

View on SEC IAPD

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